Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Enrique? Claim Your ProfileEnrique Ulloa is a financial advisor who has been in the industry since 1999. Currently, Enrique is a registered representative with Citigroup Global Markets Inc. where they have been employed since 2011. Enrique has been registered in multiple states for both Broker-Dealer and Investment Advisor capacities. Enrique provides services like financial planning, portfolio management for businesses and individuals and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
04/13/2020 - Present
Citigroup Global Markets Inc. (Whittier CA)
CA
03/31/2016 - 02/05/2020
WELLS FARGO CLEARING SERVICES, LLC (UPLAND CA)
CA
07/01/2011 - 04/18/2016
CITIGROUP GLOBAL MARKETS INC. (PASADENA CA)
CA
10/23/2009 - 06/22/2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (WESTLAKE VILLAGE CA)
CA
04/09/2007 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (WESTLAKE VILLAGE CA)
CA
10/18/2005 - 04/03/2007
WM FINANCIAL SERVICES, INC. (PORT HUENEME CA)
CA
07/01/2004 - 10/07/2005
WELLS FARGO INVESTMENTS, LLC (SAN FRANCISCO CA)
MN
03/28/2003 - 06/18/2004
PRIMEVEST FINANCIAL SERVICES, INC. (ST. CLOUD MN)
CA
08/29/2002 - 03/14/2003
NATIONAL PLANNING CORPORATION (LOS ANGELES CA)
NY
08/30/1999 - 08/21/2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 12/22/1999
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/27/1999
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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