Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Enrique? Claim Your ProfileEnrique Riveros-valle is an investment advisor representative with Wells Fargo Clearing Services, LLC. Enrique is registered with FINRA and has been in the industry for over 3 years. Enrique is a registered representative of Wells Fargo Clearing Services, LLC and is a member of the Financial Industry Regulatory Authority (FINRA). Enrique has passed Series 7TO, SIE and Series 66 exams, and holds active registrations in several states. Prior to joining Wells Fargo Clearing Services, LLC, Enrique worked with Merrill Lynch, Pierce, Fenner & Smith Incorporated in Roseville, CA. Enrique's experience and qualifications make him a valuable asset to the Wells Fargo Clearing Services, LLC team.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
06/03/2022 - Present
Wells Fargo Clearing Services, LLC (SACRAMENTO CA)
CA
07/03/2020 - 06/06/2022
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (ROSEVILLE CA)
BOTH
Issued 07/31/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/03/2020
Series 7TO - General Securities Representative Examination
BC
Issued 05/27/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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