Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Enrique? Claim Your ProfileEnrique Plata is a financial professional with over 15 years of experience in the financial services industry. Enrique has worked with Nylife Securities LLC since 2015, and previously worked with Cetera Investment Services LLC, Park Avenue Securities LLC, Farmers Financial Solutions, LLC, World Group Securities, Inc., MML Investors Services, Inc., AXA Advisors, LLC and Farmers Financial Solutions, LLC. Enrique holds the Series 6, Series 63, Series 6TO and SIE licenses. Enrique is registered in California as a broker. Enrique's current employer is Nylife Securities LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CA
08/19/2023 - Present
Nylife Securities LLC (RIVERSIDE CA)
CA
07/08/2019 - 06/22/2020
CETERA INVESTMENT SERVICES LLC (MONROVIA CA)
CA
04/05/2019 - 06/04/2019
PARK AVENUE SECURITIES LLC (CORONA CA)
CA
07/11/2017 - 09/13/2018
FARMERS FINANCIAL SOLUTIONS, LLC (NORCO CA)
CA
10/16/2015 - 11/02/2016
NYLIFE SECURITIES LLC (RIVERSIDE CA)
CA
06/09/2011 - 12/31/2011
WORLD GROUP SECURITIES, INC. (CORONA CA)
CA
01/16/2009 - 07/30/2009
MML INVESTORS SERVICES, INC. (ONTARIO CA)
CA
01/04/2008 - 07/17/2008
AXA ADVISORS, LLC (REDLANDS CA)
CA
10/23/2006 - 03/01/2007
FARMERS FINANCIAL SOLUTIONS, LLC (SAN BERNARDINO CA)
BC
Issued 11/02/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/19/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 09/13/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/16/2015
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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