Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Enrique? Claim Your ProfileEnrique Perez-rocha is a financial advisor with Fidelity Brokerage Services LLC. Enrique has been in the industry since November 15, 2021, and is registered with FINRA and 52 states. Enrique has passed the Series 7, Series 66, Series 9, Series 10, and SIE exams. Enrique's previous experience includes working at First Command Brokerage Services, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NM
04/07/2022 - Present
Fidelity Brokerage Services LLC (ALBUQUERQUE NM)
NM
02/22/2021 - 07/13/2021
FIRST COMMAND BROKERAGE SERVICES, INC. (ALBUQUERQUE NM)
BOTH
Issued 04/03/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/24/2024
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 04/11/2024
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/21/2021
Series 7TO - General Securities Representative Examination
BC
Issued 10/16/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
Not sure Enrique Perez-rocha is the right advisor for you? Invested Better is here to help.
