Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Enrique? Claim Your ProfileEnrique Omar Torrens is a financial advisor with over 25 years of experience in the industry. He is currently registered with UBS Financial Services Inc. and is also registered as an Investment Advisor Representative in Florida and New York. Prior to joining UBS Financial Services Inc., Enrique Omar Torrens was employed by Morgan Stanley and Oppenheimer & Co. Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NY
12/07/2022 - Present
UBS Financial Services Inc. (NEW YORK NY)
FL
04/18/2016 - 07/11/2022
MORGAN STANLEY (Miami FL)
FL
01/03/2003 - 05/02/2016
OPPENHEIMER & CO. INC. (MIAMI FL)
NY
11/18/2002 - 01/03/2003
CIBC WORLD MARKETS CORP. (NEW YORK NY)
TX
11/02/1999 - 11/18/2002
STANFORD GROUP COMPANY (HOUSTON TX)
NC
05/09/1996 - 10/28/1999
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
IA
Issued 08/25/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/17/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/22/2007
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/16/2007
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/30/1996
Series 24 - General Securities Principal Examination
BC
Issued 06/21/2024
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/28/2017
Series 3 - National Commodity Futures Examination
BC
Issued 05/08/1996
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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