Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Enrique? Claim Your ProfileEnrique Guillermo Peralta is a financial professional currently registered with Bbva Securities Inc. in New York, NY. Enrique has been in the industry since 2019, and holds several industry certifications, including the Series 7TO, Series 99TO, and Series 63. Enrique has previously worked for Wells Fargo Clearing Services, LLC, and TD Ameritrade, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
05/23/2024 - Present
Bbva Securities Inc. (NEW YORK NY)
MO
08/30/2021 - 08/10/2022
WELLS FARGO CLEARING SERVICES, LLC (ST. LOUIS MO)
MO
07/08/2019 - 02/12/2021
TD AMERITRADE, INC. (ST. LOUIS MO)
BC
Issued 09/18/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/23/2024
Series 99TO - Operations Professional Examination
BC
Issued 07/08/2019
Series 7TO - General Securities Representative Examination
BC
Issued 06/07/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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