Unclaimed
Enrique Galang is a financial advisor with over 30 years of experience in the industry. Enrique is currently registered with Wells Fargo Clearing Services, LLC in St. Petersburg, Florida, and has previously been registered with Ameriprise Financial Services, Inc., RBC Capital Markets, LLC, J.B. Hanauer & Co., Robert W. Baird & Co. Incorporated, and Paragon Capital Corporation. Enrique holds the Series 63, 66, 7 and SIE licenses and is registered with the following states: Alabama, Alaska, California, Connecticut, District of Columbia, Florida, Georgia, Idaho, Illinois, Indiana, Maine, Maryland, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, Montana, Nevada, New Hampshire, New Jersey, New York, North Carolina, Ohio, Oregon, Pennsylvania, South Carolina, Texas, Vermont, Virginia, Washington and West Virginia. Enrique has been associated with Wells Fargo Advisors, LLC since 2016.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
08/29/2016 - Present
Wells Fargo Clearing Services, LLC (ST. PETERSBURG FL)
FL
06/07/2013 - 08/29/2016
AMERIPRISE FINANCIAL SERVICES, INC. (TAMPA FL)
FL
01/23/2012 - 06/25/2013
RBC CAPITAL MARKETS, LLC (TAMPA FL)
FL
01/13/2012 - 01/30/2012
AMERIPRISE FINANCIAL SERVICES, INC. (TAMPA FL)
FL
10/09/2009 - 01/20/2012
RBC CAPITAL MARKETS, LLC (TAMPA FL)
FL
05/30/1994 - 10/09/2009
J. B. HANAUER & CO. (TAMPA FL)
WI
01/06/1998 - 02/03/1998
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
WI
01/02/1998 - 01/05/1998
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
NJ
11/05/1993 - 05/17/1994
PARAGON CAPITAL CORPORATION (EAST HANOVER NJ)
BOTH
Issued 08/18/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/19/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/04/1993
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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