Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Enrique? Claim Your ProfileEnrique Felix Cotto is a financial advisor with over 13 years of experience in the industry. Enrique is currently registered with Osaic Wealth, Inc. Enrique has a diverse background in the financial services industry, having worked with various firms including Triad Advisors LLC, Securities America, Inc., Woodbury Financial Services, Inc., FSC Securities Corporation, Sagepoint Financial, Inc., UnionBanc Investment Services, LLC, and National Planning Corporation. Enrique offers a range of financial planning services, including portfolio management for individuals and businesses, pension consulting, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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AZ
09/06/2023 - Present
Osaic Wealth, Inc. (SCOTTSDALE AZ)
GA
07/21/2022 - 08/23/2024
TRIAD ADVISORS LLC (ATLANTA GA)
NE
07/21/2022 - 06/14/2024
SECURITIES AMERICA, INC. (LAVISTA NE)
MN
07/21/2022 - 01/19/2024
WOODBURY FINANCIAL SERVICES, INC. (OAKDALE MN)
GA
07/21/2022 - 11/03/2023
FSC SECURITIES CORPORATION (ATLANTA GA)
AZ
07/20/2022 - 09/01/2023
SAGEPOINT FINANCIAL, INC. (SCOTTSDALE AZ)
CA
06/07/2016 - 02/01/2021
UNIONBANC INVESTMENT SERVICES, LLC (GLENDALE CA)
CA
08/28/2013 - 06/07/2016
NATIONAL PLANNING CORPORATION (El Segundo CA)
NE
12/14/2010 - 03/01/2013
SECURITIES AMERICA, INC. (LAVISTA NE)
NE
07/17/2008 - 01/06/2011
TD AMERITRADE, INC. (OMAHA NE)
IA
Issued 01/15/2016
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/25/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/17/2016
Series 4 - Registered Options Principal Examination
BC
Issued 04/15/2016
Series 53 - Municipal Securities Principal Examination
BC
Issued 07/12/2012
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/16/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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