Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Enrique? Claim Your ProfileEnrique Felix Cotto is a registered investment advisor with over 10 years of experience in the financial industry. Cotto is currently affiliated with OSAIC WEALTH, INC., a firm headquartered in Scottsdale, Arizona. Prior to joining OSAIC WEALTH, INC., Cotto was associated with a number of firms including Triad Advisors LLC, Securities America, Inc., Woodbury Financial Services, Inc., FSC Securities Corporation, SagePoint Financial, Inc., UnionBanc Investment Services, LLC, and National Planning Corporation. Enrique Felix Cotto holds a variety of licenses and certifications, including Series 7, Series 63, Series 24, Series 52, and Series 65. Cotto is also a registered principal with FINRA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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AZ
09/06/2023 - Present
Osaic Wealth, Inc. (SCOTTSDALE AZ)
GA
07/21/2022 - 08/23/2024
TRIAD ADVISORS LLC (ATLANTA GA)
NE
07/21/2022 - 06/14/2024
SECURITIES AMERICA, INC. (LAVISTA NE)
MN
07/21/2022 - 01/19/2024
WOODBURY FINANCIAL SERVICES, INC. (OAKDALE MN)
GA
07/21/2022 - 11/03/2023
FSC SECURITIES CORPORATION (ATLANTA GA)
AZ
07/20/2022 - 09/01/2023
SAGEPOINT FINANCIAL, INC. (SCOTTSDALE AZ)
CA
06/07/2016 - 02/01/2021
UNIONBANC INVESTMENT SERVICES, LLC (GLENDALE CA)
CA
08/28/2013 - 06/07/2016
NATIONAL PLANNING CORPORATION (El Segundo CA)
NE
12/14/2010 - 03/01/2013
SECURITIES AMERICA, INC. (LAVISTA NE)
NE
07/17/2008 - 01/06/2011
TD AMERITRADE, INC. (OMAHA NE)
IA
Issued 1/15/2016
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 7/25/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 5/17/2016
Series 4 - Registered Options Principal Examination
BC
Issued 4/15/2016
Series 53 - Municipal Securities Principal Examination
BC
Issued 7/12/2012
Series 24 - General Securities Principal Examination
BC
Issued 1/2/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 7/16/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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