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Enrique Augusto Tobis

Optiver US LLC

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About Enrique Augusto Tobis

Enrique Augusto Tobis is a financial professional with over four years of experience in the securities industry. Enrique is currently registered with Optiver US LLC in Chicago, Illinois. Enrique has a strong background in securities trading, having held a previous position with TWO SIGMA SECURITIES, LLC in New York. Enrique holds the Series 63, Series 24, SIE, Series 7 and Series 57 licenses. Enrique is dedicated to providing clients with personalized financial advice and services.

Firm Information

Enrique Tobis is currently registered with Optiver US LLC. Optiver US LLC is a Limited Liability Company formed on August 5, 2003. The firm has been involved in 9 Regulatory Events and 1 Civil Event. Optiver US LLC is registered with the SEC and has no state registrations.

Not reported

Assets Under Management

Not reported

Total Clients

218

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Enrique Tobis’s Registration & Firm History

IL

09/20/2021 - Present

Optiver US LLC (CHICAGO IL)

NY

06/11/2016 - 11/05/2020

TWO SIGMA SECURITIES, LLC (New York NY)

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Licenses & Designations

BC

Issued 07/25/2016

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2019

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/14/2016

Series 7 - General Securities Representative Examination

BC

Issued 06/11/2016

Series 57 - Securities Trader Exam

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Enrique Augusto Tobis.
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