Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Enrique? Claim Your ProfileEnrique Araiza is an investment advisor representative with Titleist Asset Management, LLC. Enrique has been in the financial services industry since 2002. Enrique is registered with the state of Texas and holds the Series 65, Series 63, Series 24, Series 99TO, SIE, Series 3, and Series 7 licenses. Enrique has previously worked at BB&T Securities, LLC, Titleist Asset Management, LTD., Argentus Securities, LLC, Base Securities, LLC, BBVA Bancomer Securities International, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, and Gamma Capital Securities, Inc. Enrique has also worked as Chief Compliance Officer at Titleist Capital, LLC since 2020. Enrique specializes in providing financial planning, pension consulting, and portfolio management services for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
TX
04/17/2023 - Present
Titleist Asset Management, LLC (HOUSTON TX)
TX
03/01/2019 - 03/10/2020
BB&T SECURITIES, LLC (HOUSTON TX)
TX
09/10/2013 - 12/17/2018
TITLEIST ASSET MANAGEMENT, LTD. (HOUSTON TX)
TX
12/07/2012 - 10/28/2013
ARGENTUS SECURITIES, LLC (HOUSTON TX)
TX
12/14/2004 - 11/30/2010
BASE SECURITIES, LLC (HOUSTON TX)
TX
06/11/2003 - 01/11/2005
BBVA BANCOMER SECURITIES INTERNATIONAL, INC. (HOUSTON TX)
NY
10/17/2001 - 06/10/2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
TX
04/04/2000 - 10/09/2001
GAMMA CAPITAL SECURITIES, INC (THE WOODLANDS TX)
IA
Issued 02/03/2013
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/20/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/23/2014
Series 3 - National Commodity Futures Examination
BC
Issued 03/27/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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