linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Enrico Malpas Santos

Pruco Securities, LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Enrico? Claim Your Profile

About Enrico Malpas Santos

Enrico Malpas Santos is a financial advisor in Orange, California. Enrico has been in the industry since 2013. Enrico is a registered representative with Pruco Securities, LLC. Enrico is also registered in California and New York. In the past, Enrico has also worked for Morgan Stanley, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Wescom Financial Services, Edward Jones and J.P. Morgan Securities LLC.

Firm Information

Enrico Santos is currently registered with Pruco Securities, LLC. Pruco Securities, LLC is a Limited Liability Company formed in 2003 and headquartered in Newark, NJ. The firm provides investment advisory services including selection of other advisers. They primarily serve high-net-worth individuals, individuals other than high-net-worth, corporations or other businesses, and trust and estate accounts. Pruco Securities, LLC is registered with the SEC and all 50 states and has over 113,000 accounts under management.
Pruco Securities, LLC

751 BROAD STREET

NEWARK, NJ 07102-3777

$16.38B

Assets Under Management

2,286

Total Clients

3,605

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

selection of other advisors

Helps you choose top advisors aligned with your financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

other

Compensation from lpl enterprise, llc

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Enrico Santos’s Registration & Firm History

CA

11/22/2022 - Present

Pruco Securities, LLC (ORANGE CA)

CA

03/28/2018 - 12/13/2022

MORGAN STANLEY (Irvine CA)

CA

07/20/2016 - 01/29/2018

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CARSON CA)

CA

05/25/2016 - 06/21/2016

WESCOM FINANCIAL SERVICES (WEST COVINA CA)

CA

07/08/2015 - 04/06/2016

EDWARD JONES (ANAHEIM HILLS CA)

CA

10/29/2013 - 07/01/2015

J.P. MORGAN SECURITIES LLC (HUNTINGTON BEACH CA)

Not sure if Enrico Malpas Santos is right for you?

Licenses & Designations

BOTH

Issued 10/02/2015

Series 66 - Uniform Combined State Law Examination

BC

Issued 12/20/2013

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/04/2015

Series 7 - General Securities Representative Examination

BC

Issued 10/29/2013

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Enrico Malpas Santos.
Not sure if Enrico Malpas Santos is right for you?