Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Enrico? Claim Your ProfileEnrico Dominic Castelda is a financial advisor who has been in the industry since 2007. Enrico is currently registered with RBC Capital Markets, LLC and has been with the firm since 2018. Previously, Enrico was registered with OppenheimerFunds Distributor, Inc. and has experience with Chase Investment Services Corp., Wamu Investments, Inc., Signator Investors, Inc. and Ameriprise Financial Services, Inc. Enrico is licensed to provide financial advice in Colorado and Washington. Enrico holds a Series 7 and Series 66 license and is a Series SIE exam pass holder. Enrico has 22 approved SRO registrations, 1 approved FINRA registration and 2 approved state registrations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CO
03/13/2018 - Present
RBC Capital Markets, LLC (GREENWOOD VILLAGE CO)
CO
02/11/2011 - 03/08/2018
OPPENHEIMERFUNDS DISTRIBUTOR, INC. (CENTENNIAL CO)
ID
05/02/2009 - 01/31/2011
CHASE INVESTMENT SERVICES CORP. (MOSCOW ID)
CA
03/17/2008 - 05/02/2009
WAMU INVESTMENTS, INC. (SIERRA MADRE CA)
CA
10/24/2007 - 02/11/2008
SIGNATOR INVESTORS, INC. (LOS ANGELES CA)
CA
07/11/2007 - 08/15/2007
AMERIPRISE FINANCIAL SERVICES, INC. (GLENDALE CA)
BOTH
Issued 08/06/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/10/2007
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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