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Enrico Andrew Dematt

Guggenheim Securities, LLC

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About Enrico Andrew Dematt

Enrico Andrew Dematt is a financial professional with over 20 years of experience in the securities industry. Enrico is currently registered with Guggenheim Securities, LLC and has held previous roles with firms such as Berenberg Capital Markets LLC, CRT Capital Group LLC, Sterne, Agee & Leach, Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Enrico is licensed in multiple states and holds a variety of securities licenses, including Series 7, Series 55, Series 57TO and SIE. Enrico is dedicated to providing his clients with the highest quality of service and helping them achieve their financial goals.

Firm Information

Enrico Dematt is currently registered with Guggenheim Securities, LLC. Guggenheim Securities, LLC is a Limited Liability Company formed in January 1999. The firm is registered with the SEC and all 50 states, as well as the District of Columbia, Puerto Rico, and the U.S. Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

107

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Enrico Dematt’s Registration & Firm History

NY

04/23/2019 - Present

Guggenheim Securities, LLC (NEW YORK NY)

NY

11/14/2016 - 12/06/2018

BERENBERG CAPITAL MARKETS LLC (NEW YORK NY)

NY

04/20/2015 - 06/30/2016

CRT CAPITAL GROUP LLC (New York NY)

NY

10/22/2007 - 04/20/2015

STERNE, AGEE & LEACH, INC. (NEW YORK NY)

NY

06/03/2005 - 09/27/2007

CATHAY FINANCIAL INC (NEW YORK NY)

CT

01/31/2003 - 06/10/2004

SCHWAB CAPITAL MARKETS L.P. (STAMFORD CT)

NY

09/09/1999 - 12/31/2002

CREDIT SUISSE FIRST BOSTON CORPORATION (NEW YORK NY)

NY

09/17/1996 - 11/04/1997

TD SECURITIES (USA) INC. (NEW YORK NY)

NY

08/17/1993 - 07/10/1995

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

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Licenses & Designations

BC

Issued 09/13/1993

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/06/1999

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 08/16/1993

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

I

Investors' Exchange LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Enrico Andrew Dematt.
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