Unclaimed
Enock Neves Freire is a financial advisor with Ameriprise Financial Services, LLC in Kailua Kona, HI. Enock has been in the industry since 2010 and has a wide range of experience working with individuals, high-net-worth clients, and small businesses. Enock is registered with both FINRA and the state of Hawaii. Prior to joining Ameriprise, Enock worked with Bankoh Investment Services, Inc., LPL Financial LLC, Cetera Investment Services LLC, and National Planning Corporation. Enock holds the Series 63, 65, 66 and 7 licenses, in addition to the SIE. Enock provides a variety of financial services to clients, including financial planning, asset allocation, retirement planning, and insurance. Enock is committed to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
HI
08/06/2021 - Present
Ameriprise Financial Services, LLC (KAILUA KONA HI)
HI
09/04/2019 - 05/21/2021
BANKOH INVESTMENT SERVICES, INC. (KAILUA-KONA HI)
HI
11/20/2017 - 07/24/2019
LPL FINANCIAL LLC (HONOLULU HI)
HI
04/18/2017 - 11/21/2017
CETERA INVESTMENT SERVICES LLC (HILO HI)
HI
08/20/2012 - 04/27/2017
LPL FINANCIAL LLC (KAILUA KONA HI)
HI
03/30/2011 - 08/21/2012
NATIONAL PLANNING CORPORATION (KAILUA-KONA HI)
NJ
03/13/2003 - 07/23/2004
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
IA
Issued 06/03/2011
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/12/2011
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 03/27/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/29/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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