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Enmanuel Alba santana

J.p. Morgan Institutional Investments Inc.

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About Enmanuel Alba santana

Enmanuel Alba Santana is a financial advisor associated with J.p. Morgan Institutional Investments Inc. located in New York, NY. Enmanuel has been working in the financial services industry since November 3, 2014, and has a Series 6, Series 7TO and SIE license. Enmanuel is registered to conduct business in 32 states. Enmanuel previously worked with Equitable Distributors, LLC.

Firm Information

Enmanuel Alba santana is currently registered with J.p. Morgan Institutional Investments Inc.. J.P. Morgan Institutional Investments Inc. is a corporation formed on May 26, 1999. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

526

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Enmanuel Alba santana’s Registration & Firm History

NY

09/22/2021 - Present

J.p. Morgan Institutional Investments Inc. (New York NY)

NJ

08/13/2014 - 06/30/2021

EQUITABLE DISTRIBUTORS, LLC (JERSEY CITY NJ)

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Licenses & Designations

BC

Issued 07/25/2014

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/05/2019

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/13/2014

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Enmanuel Alba santana.
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