Unclaimed
Eneida Victoria Rodriguez Alegria is a registered representative with UBS Financial Services Inc. Eneida has been in the financial services industry since 2001, and has a proven track record of success in providing investment advice. She is dedicated to helping clients reach their financial goals, and has a deep understanding of the investment markets. Eneida holds the Series 6, Series 7, and SIE licenses. Eneida has worked previously for UBS Financial Services Incorporated of Puerto Rico, BBV Capital Markets of Puerto Rico, and Popular Securities, Inc. Eneida is registered to provide securities advice in Puerto Rico.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
PR
09/24/2003 - Present
UBS Financial Services Inc. (SAN JUAN PR)
PR
09/24/2003 - 08/30/2021
UBS FINANCIAL SERVICES INCORPORATED OF PUERTO RICO (HATO REY PR)
PR
04/10/2002 - 09/02/2003
BBV CAPITAL MARKETS OF PUERTO RICO (HATO REY PR)
PR
06/26/2001 - 04/05/2002
POPULAR SECURITIES, INC. (SAN JUAN PR)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/18/2006
Series 7 - General Securities Representative Examination
BC
Issued 06/25/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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