Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Emory? Claim Your ProfileEmory Roy Guest is a financial advisor with LPL Financial LLC in Katy, TX. Emory has been in the financial services industry since August 5, 2006 and has experience with both investment advisory and broker-dealer services. Emory holds a Series 6, 7, 63, and 65 licenses as well as the SIE exam, and is a Certified Financial Planner.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
07/01/2010 - Present
LPL Financial LLC (KATY TX)
TX
04/19/2007 - 06/30/2010
USA ADVANCED PLANNERS INC. (KATY TX)
NA
01/22/1993 - 10/04/1993
METLIFE SECURITIES INC.
NA
01/22/1993 - 10/04/1993
METROPOLITAN LIFE INSURANCE COMPANY
IA
Issued 10/19/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/17/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/16/2010
Series 7 - General Securities Representative Examination
BC
Issued 04/17/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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