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Emmit Eugene Horne

Loop Capital Markets LLC

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About Emmit Eugene Horne

Emmit Eugene Horne is a financial professional with over 20 years of experience in the industry. Emmit is currently registered with Loop Capital Markets LLC in New York, NY. Prior to that, Emmit worked for several other firms including MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED in Chicago, IL. Emmit specializes in investment banking and holds both Series 7 and Series 79TO licenses.

Firm Information

Emmit Horne is currently registered with Loop Capital Markets LLC. Loop Capital Markets LLC is a Limited Liability Company formed on June 1, 2004. The firm provides a range of advisory services, including transition management services, equity research services, and security ratings. It serves a variety of client types, including corporations, state or municipal government entities, other investment advisors, and pension plans. The firm is registered with the Securities and Exchange Commission and is licensed to conduct business in all 50 states.

Not reported

Assets Under Management

15

Total Clients

123

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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transition management services/equity research services

Transition management services/equity research services

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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other

Negotiated fees for research services

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Emmit Horne’s Registration & Firm History

NY

04/20/2022 - Present

Loop Capital Markets LLC (NEW YORK NY)

IL

02/21/2012 - 06/27/2017

LOOP CAPITAL MARKETS LLC (CHICAGO IL)

IL

11/01/2010 - 02/02/2012

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CHICAGO IL)

IL

04/08/2010 - 11/01/2010

BANC OF AMERICA SECURITIES LLC (CHICAGO IL)

IL

10/01/2008 - 03/22/2010

J.P. MORGAN SECURITIES INC. (CHICAGO IL)

IL

07/09/2008 - 10/01/2008

J.P. MORGAN SECURITIES INC. (CHICAGO IL)

IL

04/01/1996 - 05/28/2008

J.P. MORGAN SECURITIES INC. (CHICAGO IL)

NY

01/10/2001 - 05/01/2001

J.P. MORGAN SECURITIES INC. (NEW YORK NY)

MD

01/19/1996 - 04/01/1996

CHASE SECURITIES, INC. (NEW YORK MD)

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Licenses & Designations

BOTH

Issued 11/24/2008

Series 66 - Uniform Combined State Law Examination

BC

Issued 02/20/1996

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/24/2022

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 01/18/1996

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Emmit Eugene Horne.
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