Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Emmett? Claim Your ProfileEmmett Russell Ray is an Investment Advisor Representative with Ameriprise Financial Services, LLC. Emmett has been in the financial services industry since 1993. Emmett has been with Ameriprise Financial Services, LLC since 2020. Previously, Emmett was a Registered Representative with Raymond James & Associates, Inc. from 2007 to 2014, BANC OF AMERICA INVESTMENT SERVICES, INC. from 1999 to 2007, BANC ONE SECURITIES CORPORATION from 1996 to 1999, FIDELITY BROKERAGE SERVICES, INC. from 1996 to 1996, MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED from 1994 to 1996, and AMERICAN EXPRESS FINANCIAL ADVISORS INC. from 1993 to 1994. Emmett holds the Series 7, Series 63, and Series 65 securities licenses. Emmett specializes in asset allocation services, financial planning, portfolio management for businesses, and portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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TX
08/01/2014 - Present
Ameriprise Financial Services, LLC (PLANO TX)
TX
04/27/2007 - 08/05/2014
RAYMOND JAMES & ASSOCIATES, INC. (DALLAS TX)
TX
11/19/1999 - 05/01/2007
BANC OF AMERICA INVESTMENT SERVICES, INC. (DALLAS TX)
IL
12/16/1996 - 11/08/1999
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
RI
03/22/1996 - 11/19/1996
FIDELITY BROKERAGE SERVICES, INC. (SMITHFIELD RI)
NY
09/02/1994 - 02/01/1996
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
MN
09/24/1993 - 09/08/1994
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
09/24/1993 - 09/08/1994
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
IA
Issued 12/01/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/29/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/23/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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