Unclaimed
Emmett Christie is an investment advisor representative with IC Advisory Services, Inc. and has been in the industry since 1994. He is registered in 12 states and holds licenses in multiple states for brokerage and investment advisory work. Emmett has experience working with individuals, high-net-worth individuals, corporations, pension and profit sharing plans, charitable organizations, and insurance companies. He provides financial planning, pension consulting, portfolio management services for businesses and individuals, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
10/26/2023 - Present
IC Advisory Services, Inc. (MELVILLE NY)
NY
02/27/2009 - 12/31/2012
FSC SECURITIES CORPORATION (MELVILLE NY)
NY
04/06/1995 - 02/27/2009
ADVANTAGE CAPITAL CORPORATION (MELVILLE NY)
CT
07/28/1994 - 02/17/1995
W. S. GRIFFITH & CO., INC. (HARTFORD CT)
BOTH
Issued 01/25/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/16/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/26/2019
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 72 - Government Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/11/2005
Series 7 - General Securities Representative Examination
BC
Issued 07/27/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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