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Emmett Nathaniel Stewart

Facet

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About Emmett Nathaniel Stewart

Emmett Nathaniel Stewart is an active investment advisor representative at Facet, a firm that manages over $1 billion in assets. Emmett is registered with the states of Maryland, New York and Texas. Prior to joining Facet, Emmett worked at Charles Schwab & Co., Inc. and Fidelity Brokerage Services LLC. Emmett has a wide range of experience in the financial services industry, including providing financial planning and portfolio management services to individuals.

Firm Information

Emmett Stewart is currently registered with Facet. Facet is an investment advisor headquartered in BALTIMORE, MD with approximately $1 billion - $10 billion in assets under management. They provide financial planning and portfolio management for individuals and high-net-worth individuals. They have 58 investment advisor representatives and 34,597 total accounts.
Facet

400 EAST PRATT STREET

BALTIMORE, MD 21202

$3.87B

Assets Under Management

2,957

Total Clients

71

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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Emmett Stewart’s Registration & Firm History

MD

08/18/2021 - Present

Facet (BALTIMORE MD)

NY

06/23/2015 - 07/30/2021

CHARLES SCHWAB & CO., INC. (Huntington Station NY)

NY

12/11/2008 - 04/29/2014

FIDELITY BROKERAGE SERVICES LLC (ROSLYN NY)

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Licenses & Designations

BOTH

Issued 02/16/2009

Series 66 - Uniform Combined State Law Examination

BC

Issued 03/03/2024

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 03/03/2024

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 03/03/2024

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/10/2008

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Emmett Nathaniel Stewart.
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