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Emmett M Kelly garcia

Thrivent Investment Management Inc.

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About Emmett M Kelly garcia

Emmett Kelly garcia is a financial advisor with over 20 years of experience in the industry. Emmett is registered with Thrivent Investment Management Inc. and has earned the Series 63, Series 65 and Series 7TO licenses. Emmett has previously worked with Goldman Sachs & Co. LLC, United Capital Financial Advisors, LLC, and Morgan Stanley. Emmett has a strong background in financial planning and portfolio management. Emmett is committed to providing clients with personalized financial advice and guidance to help them achieve their financial goals.

Firm Information

Emmett Kelly garcia is currently registered with Thrivent Investment Management Inc.. Thrivent Investment Management Inc., founded in 1986, is a corporation headquartered in Minneapolis, Minnesota. The firm provides financial planning and portfolio management services for individuals, corporations, and other entities, including churches and non-profit organizations. Thrivent is registered with the SEC and in all 50 states.
Thrivent Investment Management Inc.

600 PORTLAND AVENUE SOUTH

MINNEAPOLIS, MN 55415

$14.81B

Assets Under Management

56,805

Total Clients

3,242

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Emmett Kelly garcia’s Registration & Firm History

MN

08/22/2024 - Present

Thrivent Investment Management Inc. (MINNEAPOLIS MN)

CA

01/30/2023 - 06/12/2023

GOLDMAN SACHS & CO. LLC (LARKSPUR CA)

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Licenses & Designations

BC

Issued 02/07/2023

Series 63 - Uniform Securities Agent State Law Examination

IA

Issued 01/15/2021

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 01/30/2023

Series 7TO - General Securities Representative Examination

BC

Issued 12/30/2022

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Emmett M Kelly garcia.
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