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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Emmett? Claim Your ProfileEmmett Charles Peck is a financial advisor with Prosperity Financial Group, Inc., located in San Ramon, CA. Emmett has been a registered financial advisor since 1998, and holds Series 6, 7, 63, 65 and SIE licenses. Emmett provides financial planning services to individuals, families, and small businesses. Emmett's primary focus is on helping clients achieve their financial goals through a variety of investment strategies, including portfolio management, retirement planning, and college savings. Emmett also has experience in working with charitable organizations and has a strong understanding of the tax implications of charitable giving. Emmett holds the designation of Certified Financial Planner. Emmett also works with the National Ski Patrol as a Customer Service representative.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CA
08/08/2016 - Present
Prosperity Financial Group, Inc. (San Ramon CA)
CA
10/01/2012 - 08/02/2016
J.P. MORGAN SECURITIES LLC (BERKELEY CA)
CA
05/02/2009 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (OAKLAND CA)
CA
02/04/1999 - 05/02/2009
WAMU INVESTMENTS, INC. (BERKELEY CA)
MN
07/17/1998 - 01/07/1999
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
07/17/1998 - 01/07/1999
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
IA
Issued 12/23/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/20/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/16/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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