Unclaimed
Emmet Martin is a financial advisor with over 20 years of experience in the industry. Emmet is registered with Trustmont Advisory Group, Inc. Emmet's experience includes a history of working with individuals and high-net-worth clients. Emmet is also a Registered Options Principal, a General Securities Principal, and an Investment Company Products/Variable Contracts Principal. Emmet has a deep understanding of the financial markets and is committed to providing clients with personalized advice and guidance to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
PA
08/23/2010 - Present
Trustmont Advisory Group, Inc. (GREENSBURG PA)
SC
09/15/2009 - 08/13/2010
RAYMOND JAMES FINANCIAL SERVICES, INC. (GREENVILLE SC)
SC
09/18/2008 - 09/17/2009
CAPITAL INVESTMENT GROUP, INC. (GREENVILLE SC)
SC
07/13/2007 - 09/17/2008
SUNTRUST INVESTMENT SERVICES, INC. (SPARTANBURG SC)
SC
07/01/2003 - 07/12/2007
WACHOVIA SECURITIES, LLC (GREENVILLE SC)
NY
06/16/2000 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
06/29/1998 - 07/13/2000
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
IA
Issued 07/13/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/02/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/04/2008
Series 4 - Registered Options Principal Examination
BC
Issued 06/25/2008
Series 24 - General Securities Principal Examination
BC
Issued 04/15/2008
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/20/1998
Series 31 - Futures Managed Funds Examination
BC
Issued 06/26/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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