linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Emmanuel Sabale Comes

American Investors Co.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Emmanuel? Claim Your Profile

About Emmanuel Sabale Comes

Emmanuel Sabale Comes is a registered investment advisor in California, currently affiliated with American Investors Co. Emmanuel has over 20 years of experience in the industry and holds several licenses including Series 7, 9, 10, 24, 53, 63, 66, 99TO, and SIE. Emmanuel has been with American Investors Co. since January 2011. The firm offers a variety of advisory services, including financial planning, portfolio management for individuals and businesses, and selection of other advisors.

Firm Information

Emmanuel Comes is currently registered with American Investors Co.. American Investors Co. is a California-based corporation that has been in operation since 1973. The firm provides financial planning, portfolio management services for businesses and individuals, and selects other advisors for clients. They are registered with the SEC and in 40 states. They manage over $616 million in assets for a variety of clients including high-net-worth individuals, corporations, and charitable organizations. The firm has over 80 employees, including 20 licensed agents, 30 investment adviser representatives, and 32 registered representatives. They have been involved in 3 regulatory events and 2 arbitrations.
American Investors Co.

12667 ALCOSTA BLVD., SUITE 160

SAN RAMON, CA 94583

$616.90M

Assets Under Management

18

Total Clients

40

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

check

selection of other advisors

Helps you choose top advisors aligned with your financial goals.

check

portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

check

portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

fixed fees

Set rates for specific services, regardless of time or assets managed.

check

commissions

Earned based on transactions or products sold.

check

percentage of assets

A percentage of the total value of assets under management is charged.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Emmanuel Comes’s Registration & Firm History

CA

01/12/2011 - Present

American Investors Co. (SAN RAMON CA)

CA

03/26/2009 - 01/04/2011

WORLD GROUP SECURITIES, INC. (SAN JOSE CA)

CA

05/29/2007 - 12/20/2007

CITIGROUP GLOBAL MARKETS INC. (SAN FRANCISCO CA)

CA

11/24/1999 - 05/29/2007

CITICORP INVESTMENT SERVICES (SAN FRANCISCO CA)

Not sure if Emmanuel Sabale Comes is right for you?

Licenses & Designations

BOTH

Issued 11/15/2004

Series 66 - Uniform Combined State Law Examination

BC

Issued 01/19/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/08/2007

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 02/08/2007

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 12/10/2004

Series 53 - Municipal Securities Principal Examination

BC

Issued 05/31/2000

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/23/1999

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Emmanuel Sabale Comes.
Not sure if Emmanuel Sabale Comes is right for you?