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Emmanuel Saavedra bazan

Nylife Securities LLC

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About Emmanuel Saavedra bazan

Emmanuel Saavedra bazan is a financial advisor with Nylife Securities LLC, registered in California, Nevada, Oregon and Texas. Emmanuel is also a Series 63, SIE and Series 6TO licensed professional. He has been in the financial industry since October 2020.

Firm Information

Emmanuel Saavedra bazan is currently registered with Nylife Securities LLC. Nylife Securities LLC is a Limited Liability Company formed in 2007, registered in 51 states and the SEC. The firm has been involved in 13 regulatory events and 7 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

4,464

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Emmanuel Saavedra bazan’s Registration & Firm History

CA

10/05/2020 - Present

Nylife Securities LLC (SANTA ROSA CA)

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Licenses & Designations

BC

Issued 10/31/2020

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/03/2020

SIE - Securities Industry Essentials Examination

BC

Issued 09/10/2020

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Emmanuel Saavedra bazan.
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