Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Emmanuel? Claim Your ProfileEmmanuel Ngaba nfor is a registered representative with Northwestern Mutual Investment Services, LLC. Emmanuel holds a Series 7TO, Series 63 and SIE licenses. Emmanuel's current registrations include Oklahoma, Arkansas, Texas, Illinois, Wisconsin, Michigan, California and Indiana. Emmanuel is a registered representative with Northwestern Mutual Investment Services, LLC for 2 years.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
OK
01/18/2021 - Present
Northwestern Mutual Investment Services, LLC (TULSA OK)
BC
Issued 03/01/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/18/2021
Series 7TO - General Securities Representative Examination
BC
Issued 11/30/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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