Unclaimed
Emmanuel Sona is an investment advisor representative at MML Investors Services, LLC, a firm registered with the Securities and Exchange Commission (SEC). Emmanuel has been active in the securities industry since 2016. Emmanuel is licensed in Wisconsin and has passed the Uniform Securities Agent State Law Examination, Uniform Combined State Law Examination, General Securities Representative Examination, and the Securities Industry Essentials Examination. Emmanuel has held previous positions at J.P. Morgan Securities LLC, Associated Investment Services, Inc., and Wells Fargo Funds Distributor, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
WI
02/07/2023 - Present
MML Investors Services, LLC (Wauwatosa WI)
WI
09/30/2016 - 04/14/2022
J.P. MORGAN SECURITIES LLC (PLEASANT PRAIRIE WI)
WI
06/29/2016 - 08/09/2016
ASSOCIATED INVESTMENT SERVICES, INC. (GREENFIELD WI)
WI
03/28/2016 - 06/15/2016
WELLS FARGO FUNDS DISTRIBUTOR, LLC (MENOMONEE FALLS WI)
BOTH
Issued 07/02/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/07/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/28/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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