Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Emmanuel? Claim Your ProfileEmmanuel Mamuya is a financial advisor at Merrill Lynch, Pierce, Fenner & Smith Inc. Emmanuel has been in the industry for over 22 years and has experience working with a variety of clients, including individuals, corporations, and charitable organizations. Emmanuel has a strong understanding of the financial markets and can provide clients with tailored advice and strategies to help them achieve their financial goals. He holds licenses and certifications in Series 7, 63, and 66.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IA
10/03/2024 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (WEST DES MOINES IA)
IA
09/20/2023 - 07/15/2024
PRINCIPAL SECURITIES, INC. (DES MOINES IA)
NE
06/16/2023 - 08/01/2023
CHARLES SCHWAB & CO., INC. (Omaha NE)
NE
06/27/2022 - 08/01/2023
TD AMERITRADE, INC. (OMAHA NE)
BOTH
Issued 05/23/2024
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/10/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/28/2022
Series 7TO - General Securities Representative Examination
BC
Issued 03/04/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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