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Emmanuel Kwaku Ameyaw

National Financial Services LLC

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About Emmanuel Kwaku Ameyaw

Emmanuel Kwaku Ameyaw is a financial advisor who has been in the industry since July 4, 2016. Emmanuel is currently registered with National Financial Services LLC in Smithfield, Rhode Island. Emmanuel has a series 63, Series 7TO, SIE, and Series 6 license. In the past, Emmanuel has been employed by GWFS EQUITIES, INC., MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, and SANTANDER SECURITIES LLC.

Firm Information

Emmanuel Ameyaw is currently registered with National Financial Services LLC. National Financial Services LLC is a Limited Liability Company formed in June 2000. The firm is registered to conduct business in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands. The firm has been the subject of 45 regulatory event disclosures, 1 civil event disclosure and 14 arbitration disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

598

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Emmanuel Ameyaw’s Registration & Firm History

RI

03/04/2022 - Present

National Financial Services LLC (SMITHFIELD RI)

MA

08/24/2018 - 01/19/2022

GWFS EQUITIES, INC. (ANDOVER MA)

RI

05/01/2018 - 06/28/2018

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (LINCOLN RI)

MA

02/23/2016 - 03/27/2018

SANTANDER SECURITIES LLC (SHREWSBURY MA)

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Licenses & Designations

BC

Issued 04/12/2016

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/08/2020

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/23/2016

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Emmanuel Kwaku Ameyaw.
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