Unclaimed
Emmanuel Kwaku Ameyaw is a financial advisor who has been in the industry since July 4, 2016. Emmanuel is currently registered with National Financial Services LLC in Smithfield, Rhode Island. Emmanuel has a series 63, Series 7TO, SIE, and Series 6 license. In the past, Emmanuel has been employed by GWFS EQUITIES, INC., MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, and SANTANDER SECURITIES LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
RI
03/04/2022 - Present
National Financial Services LLC (SMITHFIELD RI)
MA
08/24/2018 - 01/19/2022
GWFS EQUITIES, INC. (ANDOVER MA)
RI
05/01/2018 - 06/28/2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (LINCOLN RI)
MA
02/23/2016 - 03/27/2018
SANTANDER SECURITIES LLC (SHREWSBURY MA)
BC
Issued 04/12/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/08/2020
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/23/2016
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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