Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Emmanuel? Claim Your ProfileEmmanuel Joseph Hermes is a registered representative with Haitong International Securities (usa) Inc. He has been in the securities industry since August 8, 1995. Emmanuel is a licensed general securities representative and has a strong background in trading. He also holds the Series 24, 55, 57TO, and SIE licenses. His experience spans multiple firms including Cowen Execution Services LLC, KCG Americas LLC, and Knight Capital Americas, L.P.. Emmanuel is currently registered with FINRA and the state of New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
03/21/2018 - Present
Haitong International Securities (usa) Inc. (NEW YORK NY)
NY
11/03/2014 - 07/26/2017
COWEN EXECUTION SERVICES LLC (NEW YORK NY)
NJ
07/02/2012 - 10/15/2014
KCG AMERICAS LLC (JERSEY CITY NJ)
NJ
02/24/2004 - 07/02/2012
KNIGHT CAPITAL AMERICAS, L.P. (JERSEY CITY NJ)
NY
02/27/2003 - 02/20/2004
FIRST NEW YORK SECURITIES L.L.C. (NEW YORK NY)
NY
09/28/1994 - 12/31/2002
SALOMON SMITH BARNEY INC. (NEW YORK NY)
NY
11/28/1997 - 09/01/1998
SALOMON BROTHERS INC. (NEW YORK NY)
BC
Issued 01/17/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/02/2007
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/14/1999
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 09/27/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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