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Emmanuel Jose Gomez

Alight Financial Solutions, LLC

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About Emmanuel Jose Gomez

Emmanuel Jose Gomez is a financial advisor with Alight Financial Solutions, LLC in Charlotte, NC. Emmanuel has been a registered representative in the securities industry for over a year. He holds a Series 63 license, a Series 6TO license, and the SIE. Emmanuel is registered to provide financial advice in North Carolina and Florida. His previous experience includes a role with J.P. Morgan Securities LLC in Camden, NJ.

Firm Information

Emmanuel Gomez is currently registered with Alight Financial Solutions, LLC. Alight Financial Solutions, LLC is a Limited Liability Company formed in April 1994. The firm is registered with the SEC and in all 52 states.

Not reported

Assets Under Management

Not reported

Total Clients

53

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Emmanuel Gomez’s Registration & Firm History

NC

03/08/2022 - Present

Alight Financial Solutions, LLC (CHARLOTTE NC)

NJ

03/03/2021 - 02/01/2022

J.P. MORGAN SECURITIES LLC (Camden NJ)

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Licenses & Designations

BC

Issued 03/17/2021

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/03/2021

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 02/17/2021

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Emmanuel Jose Gomez. Review regulatory record here.
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