Unclaimed
Emmanuel Jose Gomez is a financial advisor with Alight Financial Solutions, LLC in Charlotte, NC. Emmanuel has been a registered representative in the securities industry for over a year. He holds a Series 63 license, a Series 6TO license, and the SIE. Emmanuel is registered to provide financial advice in North Carolina and Florida. His previous experience includes a role with J.P. Morgan Securities LLC in Camden, NJ.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NC
03/08/2022 - Present
Alight Financial Solutions, LLC (CHARLOTTE NC)
NJ
03/03/2021 - 02/01/2022
J.P. MORGAN SECURITIES LLC (Camden NJ)
BC
Issued 03/17/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/03/2021
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 02/17/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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