Unclaimed
Emmanuel Fernando Roldan is a financial professional currently registered with MUFG Securities Americas Inc. Emmanuel has been in the industry since July 8, 2024, and holds several licenses including Series 63, Series 7, Series 79, and SIE. Emmanuel is registered to provide investment advice in all 50 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
07/09/2024 - Present
Mufg Securities Americas Inc. (NEW YORK NY)
BC
Issued 08/18/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/07/2024
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 07/08/2024
Series 7TO - General Securities Representative Examination
BC
Issued 06/29/2024
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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