Unclaimed
Emmanuel Fanopoulos is a financial advisor based in Austin, TX. Emmanuel has been in the financial industry since June 2004. Currently, Emmanuel works for Quasar Distributors, LLC. Prior to this role, Emmanuel worked at FOX CHASE CAPITAL PARTNERS, LLC, ASCENDANT ALTERNATIVE STRATEGIES, LLC, AXIOM CAPITAL MANAGEMENT, INC., DIVINE CAPITAL MARKETS LLC, IMS SECURITIES, INC., SUPERFUND USA, INC., SUPERFUND ASSET MANAGEMENT INC. and MORGAN STANLEY & CO., INCORPORATED. Emmanuel holds the Series 3, 7, 24, 31, 63 and SIE licenses. Emmanuel is registered with the Financial Industry Regulatory Authority (FINRA) and in 53 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
06/01/2023 - Present
Quasar Distributors, LLC (Austin TX)
TX
02/14/2021 - 06/01/2023
FOX CHASE CAPITAL PARTNERS, LLC (AUSTIN TX)
NY
03/28/2017 - 02/11/2021
ASCENDANT ALTERNATIVE STRATEGIES, LLC (WHITE PLAINS NY)
NY
06/04/2013 - 03/29/2017
AXIOM CAPITAL MANAGEMENT, INC. (NEW YORK NY)
TX
10/01/2012 - 06/05/2013
DIVINE CAPITAL MARKETS LLC (AUSTIN TX)
TX
02/08/2011 - 09/28/2012
IMS SECURITIES, INC. (HOUSTON TX)
NY
10/03/2008 - 02/02/2011
SUPERFUND USA, INC. (NEW YORK NY)
NY
07/26/2005 - 11/17/2008
SUPERFUND ASSET MANAGEMENT INC. (NEW YORK NY)
NY
05/24/2004 - 07/08/2005
MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)
BC
Issued 11/09/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/01/2008
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/09/2009
Series 3 - National Commodity Futures Examination
BC
Issued 04/03/2006
Series 31 - Futures Managed Funds Examination
BC
Issued 05/21/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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