Unclaimed
Emmanuel C. Ezike II is a financial advisor who has been in the industry since June 10, 2008. He is currently registered with Fidelity Personal And Workplace Advisors. Emmanuel C. Ezike II has a wide range of experience in the financial services industry, having worked with Wells Fargo Advisors, LPL Financial, and Wells Fargo Clearing Services. Emmanuel C. Ezike II specializes in providing financial planning, portfolio management, and educational seminars. He is also registered as an Investment Advisor Representative in North Carolina. He provides financial advice to a wide range of clients including individuals, corporations, pension and profit-sharing plans, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NC
10/27/2022 - Present
Fidelity Personal AND Workplace Advisors (DURHAM NC)
NC
03/18/2021 - 07/14/2022
WELLS FARGO CLEARING SERVICES, LLC (CHARLOTTE NC)
SC
10/05/2017 - 03/25/2020
LPL FINANCIAL LLC (FORT MILL SC)
NC
11/26/2013 - 07/07/2017
WELLS FARGO CLEARING SERVICES, LLC (CHARLOTTE NC)
MN
11/02/2012 - 06/27/2013
QUESTAR CAPITAL CORPORATION (MINNEAPOLIS MN)
MN
01/03/2011 - 11/07/2011
WELLS FARGO ADVISORS, LLC (MINNEAPOLIS MN)
MN
06/11/2007 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (MINNEAPOLIS MN)
MN
08/18/2005 - 10/23/2006
AMERIPRISE FINANCIAL SERVICES, INC. (BLOOMINGTON MN)
MN
09/29/2004 - 05/19/2005
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
09/29/2004 - 05/19/2005
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BOTH
Issued 04/30/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/04/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/19/2015
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/22/2015
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/28/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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