Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Emmanuel? Claim Your ProfileEmmanuel Asuncion is an Investment Advisor Representative at Cetera Investment Advisers LLC. Emmanuel is a highly experienced financial professional with over 14 years of experience in the industry. Emmanuel has a strong track record of providing sound financial advice to a diverse range of clients, including individuals, families, and businesses. Emmanuel holds a Series 7, Series 9, Series 10, Series 26, and Series 66 license. Emmanuel is also a Registered Principal with Cetera Investment Advisers LLC. Emmanuel is a member of the Northwestern Mutual Investment Services, LLC, First Allied Securities, Inc., and UnionBanc Investment Services, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
06/29/2023 - Present
Cetera Investment Advisers LLC (EL SEGUNDO CA)
CA
01/28/2019 - 09/08/2022
FIRST ALLIED SECURITIES, INC. (EL SEGUNDO CA)
CA
01/28/2019 - 12/03/2019
SUMMIT BROKERAGE SERVICES, INC. (EL SEGUNDO CA)
CA
03/21/2014 - 12/19/2018
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (SAN DIEGO CA)
CA
01/25/2010 - 02/14/2014
UNIONBANC INVESTMENT SERVICES, LLC (LOS ANGELES CA)
CA
01/15/2008 - 02/19/2008
AMERIPRISE FINANCIAL SERVICES, INC. (LONG BEACH CA)
CA
09/07/2007 - 11/26/2007
AMERIPRISE FINANCIAL SERVICES, INC. (LONG BEACH CA)
BOTH
Issued 12/4/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 8/31/2016
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/15/2015
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 9/26/2014
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 1/2/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 9/5/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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