Unclaimed
Emma Smith is a registered investment advisor representative with Cetera Investment Advisers LLC. Emma has been in the industry since September 20, 2017 and has experience in providing financial services to individuals and businesses. Emma specializes in working with high-net-worth individuals, charitable organizations, pension and profit-sharing plans, corporations, and individuals. She is also experienced in providing educational seminars and portfolio management services. Emma is registered with the state of Illinois and has a Series 7, Series 66 and SIE license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
IL
03/21/2024 - Present
Cetera Investment Advisers LLC (ORLAND PARK IL)
IL
09/19/2017 - 09/27/2019
EDWARD JONES (KANKAKEE IL)
BOTH
Issued 10/7/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 9/19/2017
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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