Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Emma? Claim Your ProfileEmma Simon is a registered investment advisor representative with VP Distributors LLC. Emma Simon has been in the financial services industry since June 19, 1997. Emma Simon has her Series 6, 7, 24, 63 and SIE licenses. Emma Simon is registered in Connecticut. Previously, Emma Simon worked at Advest, Inc. and Pruco Securities Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CT
10/23/2000 - Present
VP Distributors LLC (HARTFORD CT)
CT
06/29/1998 - 10/11/2000
ADVEST, INC. (HARTFORD CT)
NJ
04/23/1997 - 05/12/1998
PRUCO SECURITIES CORPORATION (NEWARK NJ)
IA
Issued 10/30/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/21/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/18/2001
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/10/1998
Series 7 - General Securities Representative Examination
BC
Issued 03/24/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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