Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Emma? Claim Your ProfileEmma Rose Smith is a registered investment advisor representative with John Hancock Investment Management LLC. Emma has been in the industry since September 2018, and currently holds registrations in Arizona, Georgia, and Massachusetts.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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MA
09/22/2021 - Present
John Hancock Investment Management LLC (BOSTON MA)
TX
04/20/2020 - 09/07/2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (DALLAS TX)
TX
07/23/2019 - 04/27/2020
MORGAN STANLEY (PLANO TX)
TX
09/14/2018 - 07/12/2019
CHARLES SCHWAB & CO., INC. (Fort Worth TX)
BOTH
Issued 10/15/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/14/2018
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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