Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Emma? Claim Your ProfileEmma Michelle Johnson is a financial professional with over 13 years of experience in the financial services industry. Emma is currently registered with Charles Schwab & Co., Inc. Emma has also held previous roles at TD Ameritrade, Inc., MSI Financial Services, Inc., and New England Securities. Emma is a Registered Representative and Investment Advisor Representative with a focus on financial planning and providing portfolio management services. Emma is committed to helping individuals and families reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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2
AZ
03/08/2019 - Present
Charles Schwab & CO., Inc. (Phoenix AZ)
NE
06/27/2022 - 05/19/2024
TD AMERITRADE, INC. (OMAHA NE)
AZ
10/28/2008 - 09/23/2016
MSI FINANCIAL SERVICES, INC. (TEMPE AZ)
AZ
07/02/2014 - 01/02/2015
NEW ENGLAND SECURITIES (TEMPE AZ)
BOTH
Issued 03/08/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/08/2019
Series 53 - Municipal Securities Principal Examination
BC
Issued 10/10/2011
Series 4 - Registered Options Principal Examination
BC
Issued 11/18/2009
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/27/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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