Unclaimed
Emma Margaret Mormile is a financial advisor who is registered in 51 states and the District of Columbia. Emma is currently employed by Mufg Securities Americas Inc. in the New York office. Emma has passed the Series 7TO, Series 63 and SIE exams and has been in the industry since July 8, 2024.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
07/09/2024 - Present
Mufg Securities Americas Inc. (NEW YORK NY)
BC
Issued 07/13/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/08/2024
Series 7TO - General Securities Representative Examination
BC
Issued 06/29/2024
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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