Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Emma? Claim Your ProfileEmma Louise Bruce is a financial advisor currently registered with Cetera Advisor Networks LLC in Middleboro, Massachusetts. Emma has been working in the financial industry since July 6, 1998. Prior to joining Cetera, Emma was affiliated with VOYA FINANCIAL ADVISORS, INC., MMC SECURITIES CORP., and PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP. Emma holds Series 6, 7, and 63 licenses. She is licensed in Massachusetts.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
MA
06/09/2021 - Present
Cetera Advisor Networks LLC (MIDDLEBORO MA)
MA
02/15/2008 - 06/09/2021
VOYA FINANCIAL ADVISORS, INC. (MIDDLEBORO MA)
NY
04/01/2005 - 04/19/2006
MMC SECURITIES CORP. (NEW YORK NY)
MA
09/09/1996 - 04/01/2005
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP (BOSTON MA)
BC
Issued 05/29/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/16/2003
Series 7 - General Securities Representative Examination
BC
Issued 09/06/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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