Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Emma? Claim Your ProfileEmma Lou Hulse is a registered representative with Stifel, Nicolaus & Company, Inc. and has been in the financial services industry for over 17 years. Emma's prior experience includes working with D.A. Davidson & CO., UBS Financial Services Inc., Piper Jaffray & Co. and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Emma is licensed to provide investment advice in Arizona, Colorado, Idaho, Illinois, Nevada, New Mexico, Ohio, Oregon, Texas, Utah, Virginia, Washington, and Wyoming. Emma has a Series 7, Series 63, and Series 66 license and is a member of FINRA. Stifel, Nicolaus & Company, Inc. is a full-service investment bank and brokerage firm providing a wide range of financial services, including investment banking, brokerage, institutional equity and fixed income sales and trading, investment advisory services, and wealth management. The firm has offices throughout the United States and Europe.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
ID
11/16/2021 - Present
Stifel, Nicolaus & Company, Inc. (IDAHO FALLS ID)
ID
07/01/2008 - 11/17/2021
D.A. DAVIDSON & CO. (IDAHO FALLS ID)
ID
08/12/2006 - 07/07/2008
UBS FINANCIAL SERVICES INC. (IDAHO FALLS ID)
ID
02/02/2006 - 08/12/2006
PIPER JAFFRAY & CO. (IDAHO FALLS ID)
NY
06/29/2005 - 11/25/2005
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 08/11/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/09/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/28/2005
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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