Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Emma? Claim Your ProfileEmma Rogers is a financial advisor with Northwestern Mutual Investment Services, LLC and has been in the industry for a short time, having started her career on April 18, 2023. Emma holds licenses for the Series 63, SIE, and Series 6TO exams. She is registered as a broker-dealer in Virginia, California, North Carolina and South Carolina.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
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VA
04/18/2023 - Present
Northwestern Mutual Investment Services, LLC (RICHMOND VA)
BC
Issued 06/27/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/18/2023
SIE - Securities Industry Essentials Examination
BC
Issued 03/07/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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