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Emma Grace Gilmartin

DFA Securities LLC

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About Emma Grace Gilmartin

Emma Gilmartin is a financial advisor with DFA Securities LLC, in Charlotte, NC. Emma is registered with the state of North Carolina to offer securities and investment advisory services. Emma has been in the financial services industry since 2022. Emma holds the Series 7, Series 63 and SIE licenses.

Firm Information

Emma Gilmartin is currently registered with DFA Securities LLC. DFA Securities LLC is a Limited Liability Company formed in April 2009 and is registered in 53 states and with the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

237

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Emma Gilmartin’s Registration & Firm History

NC

06/22/2022 - Present

DFA Securities LLC (CHARLOTTE NC)

NC

12/23/2021 - 05/02/2022

FIDELITY BROKERAGE SERVICES LLC (DURHAM NC)

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Licenses & Designations

BC

Issued 01/10/2022

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/23/2021

Series 7TO - General Securities Representative Examination

BC

Issued 12/16/2021

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Emma Grace Gilmartin.
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