Unclaimed
Emma Grace Cole is a financial advisor with Mufg Securities Americas Inc. Emma has been in the industry for over 2 years. Emma holds the Series 79TO, Series 63 and SIE licenses and is registered in New York. Prior to joining Mufg Securities Americas Inc., Emma was with Truist Securities, Inc. in Atlanta, GA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
06/14/2022 - Present
Mufg Securities Americas Inc. (NEW YORK NY)
GA
08/16/2021 - 06/07/2022
TRUIST SECURITIES, INC. (ATLANTA GA)
BC
Issued 08/20/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/16/2021
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 05/26/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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