Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Emma? Claim Your ProfileEmma Elizabeth Petit is a financial advisor with Principal Securities, Inc. based in Charlotte, NC. Emma has been working in the financial services industry since 2012 and has experience with both Wells Fargo Advisors, LLC and TIAA-CREF Individual & Institutional Services, LLC. Emma is a Series 6, 7 and 63 licensed advisor and holds the SIE designation. Emma holds FINRA Series 7 and 63 registrations and is registered in North Carolina, South Carolina, and Florida. Emma specializes in providing financial planning, pension consulting, and educational seminars to individuals and businesses. Emma has a history of working with high-net-worth individuals and is committed to providing personalized advice to help clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar fees, solicitors fees, subscription consulting fees
1
2
NC
09/27/2021 - Present
Principal Securities, Inc. (Charlotte NC)
NC
11/08/2016 - 09/25/2017
WELLS FARGO CLEARING SERVICES, LLC (CHARLOTTE NC)
NC
06/26/2014 - 07/23/2015
WELLS FARGO ADVISORS, LLC (CHARLOTTE NC)
NC
03/17/2014 - 04/16/2014
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (CHARLOTTE NC)
NC
06/18/2012 - 02/27/2014
WELLS FARGO ADVISORS, LLC (CHARLOTTE NC)
BC
Issued 02/16/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
SIE - Securities Industry Essentials Examination
BC
Issued 06/26/2014
Series 7 - General Securities Representative Examination
BC
Issued 06/15/2012
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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