Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Emma? Claim Your ProfileEmma Thompson is a financial advisor with Northwestern Mutual Investment Services, LLC. Emma is registered with the state of Wisconsin and has been in the industry since 2018. Emma has worked with Ameriprise Financial Services, LLC in the past. Emma is also registered with the state of Minnesota. Emma is a Series 66, Series 7 and SIE license holder.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
WI
01/01/2025 - Present
Northwestern Mutual Investment Services, LLC (Milwaukee WI)
MN
09/24/2018 - 05/13/2020
AMERIPRISE FINANCIAL SERVICES, LLC (FERGUS FALLS MN)
BOTH
Issued 12/06/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/24/2018
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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