Unclaimed
Emma Constance Gilbert is a registered representative with National Financial Services LLC. Emma has been in the industry since August 2019 and holds a Series 7, Series 63 and Series 24 license. Emma is located in Smithfield, RI and is active in the securities industry.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
RI
08/20/2019 - Present
National Financial Services LLC (SMITHFIELD RI)
BC
Issued 06/10/2022
Series 24 - General Securities Principal Examination
BC
Issued 08/20/2019
Series 7TO - General Securities Representative Examination
BC
Issued 07/12/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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