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Emma Constance Gilbert

National Financial Services LLC

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About Emma Constance Gilbert

Emma Constance Gilbert is a registered representative with National Financial Services LLC. Emma has been in the industry since August 2019 and holds a Series 7, Series 63 and Series 24 license. Emma is located in Smithfield, RI and is active in the securities industry.

Firm Information

Emma Gilbert is currently registered with National Financial Services LLC. National Financial Services LLC is a Limited Liability Company formed in June 2000. The firm is registered to conduct business in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands. The firm has been the subject of 45 regulatory event disclosures, 1 civil event disclosure and 14 arbitration disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

598

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Emma Gilbert’s Registration & Firm History

RI

08/20/2019 - Present

National Financial Services LLC (SMITHFIELD RI)

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Licenses & Designations

BC

Issued 06/10/2022

Series 24 - General Securities Principal Examination

BC

Issued 08/20/2019

Series 7TO - General Securities Representative Examination

BC

Issued 07/12/2019

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe C2 Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

N

NYSE American LLC

N

NYSE Arca, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Emma Constance Gilbert.
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